Announcements

The Financial Services Regulatory Authority of Ontario (FSRA) has initiated enforcement action against Mohammad Islam, also known as Islam Mohammad. FSRA alleges that Mohammad Islam contravened section 2(3) of the Act by attempting to negotiate or arrange a mortgage and dealing in mortgages without

The Financial Services Regulatory Authority of Ontario (FSRA) has initiated enforcement action against Mohd Tanvir and Satinder Kaur. FSRA alleges that Mohd Tanvir made false and misleading statements and representations in the solicitation or registration of two (2) life insurance policies

FSRA is suspending the licences of 106 health service providers who have failed to file their Annual Information Returns between 2018-2021. The AIR is an annual questionnaire designed to collect specific information from service providers licensed by FSRA. This information helps FSRA conduct market

The Financial Services Regulatory Authority of Ontario’s (FSRA) deposit insurance program protects insurable deposits held with Ontario credit unions and caisses populaires. Today, FSRA is releasing updates to its Deposit Insurance Coverage for Ontario Credit Unions and Caisses Populaires website

We are pleased to send you the September summary of key activities from the Financial Services Regulatory Authority of Ontario (FSRA). The newsletter is designed to help you quickly review key initiatives during the past month. Our goal is to provide you with relevant communications and information

Latest designation helping to promote consistency, professionalism and confidence within financial services marketplace To further strengthen consumer and investor protection, the Financial Services Regulatory Authority of Ontario (FSRA) has approved the Canadian Securities Institute (CSI)’s

The Financial Services Regulatory Authority of Ontario (FSRA) settled an enforcement action with Chad E. Martin relating to the renewal of Martin's insurance agent licence. Martin provided false information in his licence renewal application contrary to Section 8 of Ontario Regulation 347/04 and

Annual Compliance Report Identified Several Areas of Non-Compliance, Need for Sector Education To help maintain fair and reasonable auto insurance rates for consumers and reduce opportunities for fraud, the Financial Services Regulatory Authority of Ontario (FSRA) regulates the billing practices of

The Financial Services Regulatory Authority of Ontario (FSRA) has initiated enforcement action against Daniel George Gordon and Gordon Wealth Management Limited. FSRA alleges that Daniel George Gordon used coercion or undue influence to secure insurance business, contrary to section 17(a) of Ontario

KPMG Inc. has been appointed by the Ontario Superior Court of Justice as liquidator (the “Liquidator”) of PACE Savings & Credit Union Limited (“PACE”). The Liquidator was appointed by upon nomination by FSRA as the administrator of PACE. The Court will now have oversight over the liquidation process