Announcements
Results 401 - 410 of 1223
Purchasing insurance? Avoid dealing with unqualified individuals.
Warnings
Property and Casualty and General Insurance
All
Andi Efovia from the Greater Toronto Area is not licensed to conduct insurance business in Ontario Ontario’s financial services regulator, FSRA, is warning consumers that Andi Efovia ("Efovia”), operating out of the Greater Toronto Area (GTA), is not licensed to conduct insurance business in the
Reminder: transition period for Financial Advisor title has ended
Announcements
Financial Planners and Financial Advisors
For Industry
Update for the Financial Advisor title: The transition period for using the Financial Advisor ( or similar) title in Ontario ended on March 28, 2024. Now, an individual who wants to use the Financial Advisor (or similar) title in Ontario must have an approved credential from a FSRA-approved
FSRA sets out a plan to deliver safety, fairness and choice for financial services consumers
Reports
Cross Sector
All
The Financial Services Regulatory Authority of Ontario (FSRA) is releasing its 2024-27 Annual Business Plan which sets out its core strategy for the next three fiscal years. It will allow FSRA to deliver on its vision of safety, fairness, and choice for consumers. The Annual Business Plan
FSRA issues Notice of Proposal to Revoke and to Refuse to Issue Licence against Daumier Financial Services Inc., 1000532009 Ontario Ltd., Carmen Munoz Gutierrez, Ana Huang Yu, Andres Antonio Hernandez Silva, Maylin Rodriguez Perez, and Michael Lue
Enforcement Actions
Life and Health Insurance
All
Ontario’s financial services regulator, FSRA, has initiated enforcement action against Daumier Financial Services Inc. o/a Daumier Financial Services Ltd. (Daumier Financial), 1000532009 Ontario Ltd., Carmen Munoz Gutierrez (Munoz Gutierrez), Ana Huang Yu (Huang Yu), Andres Antonio Hernandez Silva
FSRA Highlights, April 2024
Newsletters
Cross Sector
All
We are pleased to send you the April summary of key activities from the Financial Services Regulatory Authority of Ontario (FSRA). The newsletter is designed to help you quickly review key initiatives during the past month. Our goal is to provide you with relevant communications and information to
Making it easier to report an IT risk incident
Guidance
Cross Sector
All
To help make it easier for regulated entities and individuals to inform FSRA of IT risk incidents, Ontario’s financial services regulator (FSRA) will allow the reporting of IT risk incidents online. In addition to notifying FSRA of the incident, supporting documents can be uploaded online in a safe
New members appointed to FSRA’s Consumer Advisory Panel to help inform the organization’s decisions and direction
Announcements
Cross Sector
For Consumers
Ontario’s financial services regulator (FSRA) is committed to improving consumer protection by ensuring consumer perspectives are informing direction, policy and communications decisions. A critical part of this is regular input from our Consumer Advisory Panel. Today, FSRA is pleased to announce
Pursuing a more innovative Ontario Credit Union sector: Barriers and opportunities report
Reports
Credit Unions and Caisses Populaires
For Industry
Ontario’s Financial Services Regulator (FSRA) is actively working with the Credit Union sector to foster new innovation ideas and emerging business models, with a focus on supporting stability of the sector and protecting members. In the last year, FSRA’s Innovation Office held consultations with
FSRA releases first credentialing body examination results
Announcements
Financial Planners and Financial Advisors
All
To continue its commitment to transparency and consumer protection, Ontario’s financial services regulator (FSRA) published its 2023-2024 Financial Planners and Financial Advisors Supervision Publication, which included the findings of examinations of four FSRA-approved credentialing bodies. The
Improving quality assurance and reconsideration to promote trust and protect member deposits
Guidance
Credit Unions and Caisses Populaires
For Industry
In response to stakeholder feedback, FSRA is improving the transparency of its quality assurance and reconsideration processes for credit unions. These processes will help ensure that FSRA's assessments are timely, accurate and consistent, promoting trust, confidence, and stability in the credit