Announcements

Ontario's financial services regulator, FSRA, has initiated enforcement action against Mai Anh (Cindy) Tran (Tran). FSRA alleges that Tran contravened section 4(1) of Ontario Regulation 187/08 by receiving funds outside of the brokerage, and contravened the Mortgage Brokerages, Lenders and

Ontario’s financial services regulator, FSRA, is committed to an open, transparent and collaborative approach that involves stakeholders and ensures broad input and perspectives to inform its direction. To get fresh perspectives, FSRA is seeking new members for our stakeholder advisory committees

According to FSRA’s Q1 2024-25 Sector Outlook Report, Ontario’s credit union sector remained steady in the fourth quarter in terms of both liquidity and capital. Ontario credit unions also showed year-over-year growth in sector assets. However, profitability decreased, and more people were late in

Ontario’s financial services regulator, FSRA, has refused to renew the insurance agent licence of Sandy Leigh Ulrich (“Ulrich”). Ulrich is not suitable to hold a licence because she has contravened Ontario Regulation 347/04 by failing to complete the required continuing education, providing a

Amidst global economic uncertainty and turbulence, Ontario defined benefit pension plans continue to show remarkable resilience, boasting positive financial outcomes. According to the latest solvency report by Ontario’s financial services regulator (FSRA), 90% of pension plans were fully funded in

In this Pension eBlast Welcome message FSRA reports Q1 2024 Solvency Report New processes, updates and reminders Release of final Guidance on Pension Plan Amendments Release of final Guidance on Pension Plan Administrator Roles and Responsibilities Tips for section 32 reporting during plan wind up

Ontario’s financial services regulator, FSRA, has launched cybersecurity and functionality improvements to our Licensing Link portal. These changes will improve your experience with the portal, including making it even safer to submit documents. Better cyber protection Health service providers and

We are pleased to send you the June summary of key activities from the Financial Services Regulatory Authority of Ontario (FSRA). The newsletter is designed to help you quickly review key initiatives during the past month. Our goal is to provide you with relevant communications and information to

Ontario's financial services regulator, FSRA, has imposed 14 administrative penalties in the total amount of $75,000 on Wilson Yip Chau (Chau). Chau was previously licensed as a mortgage agent under the Mortgage Brokerages, Lenders and Administrators Act, 2006 (Act). Chau contravened the Act by

FSRA releases final Guidance on the Roles and Responsibilities of Pension Plan Administrators To promote the good administration of Ontario pension plans, and to protect and safeguard pension benefits and the rights of pension plan beneficiaries, Ontario’s financial services regulator, FSRA, has