Announcements

Fourth-quarter performance results are in and FSRA has improved its service standards, overall, by over 10% and exceeded service targets for most of its key standards. Highlights of the recent progress include: 100% of public inquiries received response within 24 hours 90.9% of Pension wind-up

The Financial Services Regulatory Authority of Ontario (FSRA) issued an order imposing two administrative penalties in the total amount of $3,000 on Harvinder Gill. Harvinder Gill was sponsored as a mortgage agent at Financial Ties Ltd. While acting as a mortgage agent, Harvinder Gill caused

Protection is provided through the purchase of buy-in annuities Pension benefits have been fully secured for the 7,114 members of United Steel Workers Local 1005 in Hamilton. The plan administrator, LifeWorks (Canada) Ltd., has purchased buy-in annuity contracts with two insurance companies valued

The Financial Services Regulatory Authority of Ontario (FSRA) has initiated enforcement action against Elvira Montoya. FSRA alleges that Elvira Montoya produced or furnished documents which contained false licensing numbers and described her corporation's services as that of a mortgage brokerage

The Financial Services Regulatory Authority of Ontario (FSRA) issued an order refusing to renew the licence of John Willoughby. John Willoughby was found to be unsuitable to be licensed by FSRA under sections 392.5 and 407.1 of the Act. John Willoughby was involved in a Financial Services Tribunal

The Financial Services Regulatory Authority of Ontario (FSRA) issued an order imposing two administrative penalties in the total amount of $3,000 on Harjot Singh. Harjot Singh was sponsored as a mortgage agent at Financial Ties Ltd. While acting as a mortgage agent, Harjot Singh caused Financial

The Financial Services Regulatory Authority of Ontario (FSRA) has initiated enforcement action against Mark Dennis Carter. FSRA alleges that Mark Dennis Carter failed to maintain errors and omissions insurance or an approved form of financial guarantee contrary to Ontario Regulation 347/04. FSRA

The Financial Services Regulatory Authority of Ontario (FSRA) has initiated enforcement action against Financial Ties Ltd., Moninder Khudal, Harjot Singh, and Harvinder Gill. FSRA alleges that Financial Ties Ltd. failed to take reasonable steps to ensure that investments in a mortgage it presented

The Financial Professionals Title Protection Framework will help promote consistency, professionalism and confidence among those using these titles The Canadian Institute of Financial Planning (CIFP), has been approved by the Financial Services Regulatory Authority of Ontario (FSRA) as a

We are pleased to send you the May summary of key activities from the Financial Services Regulatory Authority of Ontario (FSRA). The newsletter is designed to help you quickly review key initiatives during the past month. Our goal is to provide you with relevant communications and information to