FSRA imposes administrative penalties on Mai Anh (Cindy) Tran

The Financial Services Regulatory Authority of Ontario, FSRA, has imposed administrative penalties in the total amount of $4,000 on Mai Anh (Cindy) Tran (Tran).

Tran contravened the Mortgage Brokerages, Lenders and Administrators Act, 2006, S.O. 2006, c.29, as amended (Act) by receiving remuneration from a person other than her brokerage, contrary to section 4(1) of Ontario Regulation 187/08 and by giving inaccurate information and documents when dealing in mortgages in Ontario contrary to section 43(2) of the Act.

FSRA issued this Order as a result of a settlement with Tran.

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For media inquiries:

Lilian Kim 
Sr. Media Relations Officer
Financial Services Regulatory Authority
(416) 617-8513
Email: [email protected]