Mortgage brokerages and administrators engaging in non-qualified syndicated mortgage investment (NQSMI) transactions can use this page to find helpful information and resources.

Upcoming SMI regulatory oversight transfer

FSRA is preparing to transfer regulatory oversight of certain SMIs to the Ontario Securities Commission (OSC). The transfer is scheduled to take effect on July 1, 2021.

What's on this page:

 

SMI transactions taking place before July 1, 2021

For these transactions, please refer to the following guidance documents, forms and resources.

 

SMI transactions taking place after July 1, 2021

For these transactions, please refer to the following guidance documents.