Below you will find all the forms you will need to complete mortgage licence transactions in Ontario. To access these forms, you will need to download and install Adobe reader.
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Declaration of Compliance [PDF]
Declaration of compliance under section 45 of the Mortgage Brokerages, Lenders, and Administrators Act, 2006
Financial Reporting Requirements for Mortgage Administrator
Used for audit reporting
Syndicated mortgage forms effective July 1, 2018
As of July 1, 2018, mortgage brokerages that deal with non-qualified syndicated mortgage transactions must complete the following three forms.
In each case, all forms must be completed and signed by a mortgage broker, then reviewed and signed by any investor or lender thinking of investing in a non-qualified syndicated mortgage. Each investor/lender must receive a copy of all signed forms.
Form 3.0 – Investor/Lender Information for Investor/Lender in a Non-qualified Syndicated Mortgage [PDF]
Form 3.1 – Suitability Assessment for Investor/Lender in a Non-qualified Syndicated Mortgage [PDF]
Form 3.2 – Disclosure Statement for Investor/Lender in a Non-qualified Syndicated Mortgage [PDF]
Information regarding Fee Rule for Form 3.2 (see subsection 6.3)
Form 3.2.1 – Supplemental Disclosure for Retail Investor in a High-risk Syndicated Mortgage
Licensing forms
Mortgage Administrator Application Form [PDF]
Used to apply for a mortgage administrator licence
Mortgage Brokerage Application Form [PDF]
Used to apply for a mortgage brokerage licence
Application for Surrender of a Mortgage Broker or Agent Licence [PDF]
Used to cancel a mortgage broker or agent licence
Application for Surrender of Mortgage Brokerage Licence [PDF]
Used to cancel a mortgage brokerage licence
Application for Surrender of Mortgage Administrator Licence [PDF]
Used to cancel a mortgage administrator licence
Administrative forms
Business Activity Complaint Form [PDF]
Used to file a complaint with FSRA
Pre-Payment Authorization Form [PDF]
Used to set up online fee pre-payment
Renewal forms, effective July 1, 2015
Form 2 – Renewal form [PDF]
Must be completed by a licensed mortgage broker, and be provided to lenders or investors during a mortgage renewal.
Form 2.1 – Renewal form waiver: to reduce the waiting period [PDF]
Optional. Must be completed by a mortgage broker if an investor is waiving their right to the minimum two business day disclosure time, in order to reduce timing to one business day. It must be used in addition to form 2.
Annual Information Return (AIR) forms
All brokerages must submit an AIR by March 31, each year. Your AIR must be submitted online via Licensing Link. To see what an AIR looks like, view our samples.