FSRA issues notice of proposal against Viviana Prentice

Ontario's financial services regulator, FSRA, has initiated enforcement action against Viviana Prentice (Prentice).

FSRA alleges that Prentice received remuneration from a person other than her brokerage, contrary to section 4(1) of Ontario Regulation 187/08.

FSRA is proposing to revoke Prentice’s mortgage agent licence and impose administrative penalties in the total amount of $50,000 against Prentice.

Prentice requested a hearing before the Financial Services Tribunal about this proposal.

Learn more:

Access our enforcement database to see how FSRA is working to protect consumers through its monitoring and enforcement activities. 

For media inquiries:

Russ Courtney
Senior Manager of Media Relations
Financial Services Regulatory Authority
C: 437-225-8551
Email: [email protected]