FSRA imposes administrative penalties against Rebecca Thien Kim Nguyendo

The Financial Services Regulatory Authority of Ontario, FSRA, has imposed administrative penalties in the total amount of $20,500 on Rebecca Thien Kim Nguyendo (Nguyendo).

Nguyendo contravened the Mortgage Brokerages, Lenders and Administrators Act, 2006, S.O. 2006, c. 29, as amended (the Act) and its regulations as follows:

• By doing or omitting to do things that might reasonably be expected to result in her brokerage contravening the Act and its regulations, contrary to section 3 of O.Reg. 178/08.
• Facilitating unlicensed activities, contrary to section 3.1 of O.Reg. 187/08.

FSRA issued this order as a result of a settlement with Nguyendo.

Learn more:

Access our enforcement database to see how FSRA is working to protect consumers through its monitoring and enforcement activities. 

For media inquiries:

Lilian Kim 
Sr. Media Relations Officer
Financial Services Regulatory Authority
(416) 617-8513
Email: [email protected]