Pensions |
Active |
Funding |
PE0010ORG |
Questions and Answers on Letters of Credit |
Pensions |
Active |
Funding |
PE0009ORG |
Frequently Asked Questions Pertaining to the 2018 Funding Reform for Defined Benefit Pension Plans |
Pensions |
Active |
Annuities |
PE0008ORG |
Frequently Asked Questions pertaining to Annuity Purchase and Discharge |
Pensions |
Active |
Funding |
PE0007ORG |
Treatment of Excess Contributions |
Pensions |
Active |
Funding |
PE0006ORG |
The Determination of Whether a Plan is a Closed Plan |
Pensions |
Active |
Funding |
PE0002ORG |
2018 Funding Reform for Defined Benefit Pension Plans |
General Regulatory |
Active |
Retirement |
PC0048INT |
Understanding Decumulation Products |
Insurance |
Active |
Capital Testing |
PC0047INT |
Updated Minimum Capital Test Guideline for P&C Insurance Companies and Reciprocals |
Insurance |
Active |
Insurance Prudential |
PC0045APP |
Risk Based Supervisory Framework for Ontario-incorporated Insurance Companies and Reciprocals |
Insurance |
Active |
Reporting - Insurance |
PC0043INT |
Life agent reporting requirements and related insurer obligations |
Insurance |
Active |
LLQP |
PC0026ORG |
How to Submit Feedback on the Life Licence Qualification Program (LLQP) |
Insurance |
Active |
Amalgamations and Portfolio Transfers |
PC0021ORG |
Amalgamations and Portfolio Transfers |
Insurance |
Active |
Guideline |
PC0020ORG |
Reinsurance guidelines for Ontario incorporated and licensed companies |
Insurance |
Active |
Guideline |
PC0019ORG |
Guideline - Use of Canadian Depository for Securities Limited |
Insurance |
Active |
Negative Option |
PC0018ORG |
Negative Option Marketing/Billing |
Insurance |
Active |
Charitable |
PC0017ORG |
Charitable or Gift Annuities |
Insurance |
Active |
Purchasing |
PC0016ORG |
Borrowing to Purchase Life Insurance Products - Risks and Suitability |
Insurance |
Active |
Investments - Insurance |
PC0014ORG |
Investments by Insurers Guideline |
Mortgage |
Active |
Reporting - Mortgage Brokering |
MB0052INT |
Mortgage Administrators’ Financial Filing Requirements |
Mortgage |
Active |
Cybersecurity |
MB0048INF |
Mortgage Broker Regulators' Council of Canada Principles for Cybersecurity Preparedness for the Mortgage Brokering Sector |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0047INT |
New mortgage agent and broker licensing requirements |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0046INT |
Licensing exemption for Permitted Clients that are not Individuals |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0045APP |
Accreditation of Licensing Courses for the Mortgage Brokering Sector |
Mortgage |
Active |
Mortgage Fraud |
MB0044INT |
Detecting and Preventing Mortgage Fraud |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0043INF |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions (for Transactions on or after July 1, 2021) |
Mortgage |
Active |
Code of Conduct |
MB0042APP |
Mortgage Broker Regulators' Council of Canada Code of Conduct for the Mortgage Brokering Sector. |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0041APP |
Transfer of retail non-qualified syndicated mortgage investments (NQSMIs) (excludes transactions with Permitted Clients) to the Ontario Securities Commission (OSC) (transfer effective July 1, 2021) |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0040INT |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0039INT |
Mortgage Administrators – Responses to Market Disruptions |
Mortgage |
Active |
Forms - Mortgage Brokering |
MB0038INT |
Amended Disclosure Forms 3.0, 3.1 and 3.2 for Non-Qualified Syndicated Mortgages |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0037APP |
Supervision Approach for High-risk Syndicated Mortgage Investments |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0032ORG |
Licensing FAQ |
Mortgage |
Active |
Education |
MB0026ORG |
Mortgage Broker and Mortgage Agent Education |
Mortgage |
Active |
Application - Mortgage Brokering |
MB0022ORG |
Mortgage Brokerage Licence Application - Instructions for completing the application |
Mortgage |
Active |
Application - Mortgage Brokering |
MB0021ORG |
Mortgage Administrator Licence Application - Instructions for completing the application |
Mortgage |
Active |
Compliance - Mortgage Brokering |
MB0014ORG |
Compliance Checklist for Managing the Mortgage Administrator, Keeping Records and Trust Accounts |
Mortgage |
Active |
Compliance - Mortgage Brokering |
MB0013ORG |
Compliance Checklist for Mortgage Brokerages, Brokers & Agents |
Mortgage |
Active |
Brokerage Checklist |
MB0012ORG |
Compliance Checklist for Managing the Mortgage Brokerage |
Mortgage |
Active |
Mortgage Administrator Checklist |
MB0011ORG |
Compliance Checklist for Mortgage Administrators |
General Regulatory |
Active |
Innovation |
GR0018DEC |
Affiliated insurers carrying on business as a common undertaking pursuant to s. 392.2(8) of the Insurance Act |
General Regulatory |
Active |
Supervisory Approach |
GR0017APP |
Public warning notices Guidance |
General Regulatory |
Active |
Risk Management |
GR0016INT |
Information Technology (“IT”) risk management |
General Regulatory |
Active |
Whistle-blower |
GR0015APP |
Whistle-blower Guidance |
General Regulatory |
Active |
Administrative Monetary Penalties - General Regulatory |
GR0013APP |
Enforcement: General Administrative Monetary Penalties Guidance |
General Regulatory |
Active |
Administrative Monetary Penalties - General Regulatory |
GR0012APP |
Use of proceeds from enforcement under regulation “Money retained outside the consolidated revenue fund” Guidance |
General Regulatory |
Active |
Administrative Monetary Penalties - Insurance |
GR0011APP |
Transparent Communication of FSRA Enforcement Action |
General Regulatory |
Active |
Innovation |
GR0010APP |
Test and Learn Environments (TLEs) for Financial Services Innovation |
General Regulatory |
Active |
Service Standards - General Regulatory |
GR0009APP |
FSRA Service Standards |
General Regulatory |
Active |
Consumer Protection - General Regulatory |
GR0008APP |
Fair Treatment of Customers in Insurance |
FP/FA |
Active |
Supervisory Framework |
FP0002APP |
Financial Professionals Title Protection – Supervisory Framework |
FP/FA |
Active |
Application - FP/FA |
FP0001APP |
Financial Professionals Title Protection – Administration of Applications |
CU-CP |
Active |
Lending |
CU0089INT |
Commercial lending Guidance |
CU-CP |
Active |
Risk Management |
CU0088APP |
Operational Risk and Resilience |
CU-CP |
Active |
ICAAP |
CU0086ORG |
Implementation of ICAAP and Stress Testing for Credit Unions -with assets in excess of $500 million |
CU-CP |
Active |
Application - CU-CP |
CU0085APP |
Approval or Authorization of Business and Investment Activities under the Credit Unions and Caisses Populaires Act, 2020 |
CU-CP |
Active |
ICAAP |
CU0084ORG |
Application Guide: Internal Capital Adequacy Assessment Process (ICAAP) for More Complex Credit Unions |
CU-CP |
Active |
Supervisory Framework |
CU0083APP |
Risk Based Supervisory Framework (FSRA RBSF) |
CU-CP |
Active |
Resolution Planning |
CU0082INT |
Resolution Planning |
CU-CP |
Active |
Advertising |
CU0081ORG |
Decal Installation Guide |
CU-CP |
Active |
Securitization |
CU0080ORG |
Securitization Reporting Template |
CU-CP |
Active |
Securitization |
CU0079ORG |
Application Guide: Securitization |
CU-CP |
Active |
Liquidity |
CU0075ORG |
Net Stable Funding Ratio (NSFR) Template 2021 |
CU-CP |
Active |
Liquidity |
CU0074ORG |
Net Cumulative Cash Flow Report (NCCF) Template 2021 |
CU-CP |
Active |
Liquidity |
CU0073ORG |
Liquidity Coverage Ratio (LRC) Template 2021 |
CU-CP |
Active |
ICAAP |
CU0071ORG |
ICAAP Submission Template - Summary Key Metrics Report |
CU-CP |
Active |
Framework |
CU0070INT |
Market Conduct Framework Guidance |
CU-CP |
Active |
Recovery Planning |
CU0069INT |
Recovery Planning |
CU-CP |
Active |
Stress testing |
CU0065INT |
Stress Testing *New |
CU-CP |
Active |
Liquidity |
CU0064INT |
Liquidity *New |
CU-CP |
Active |
Lending |
CU0063INT |
Residential Mortgage Lending *New |
CU-CP |
Active |
Lending |
CU0062INT |
Capital Treatment of Loans under the Federal Government Business Credit Availability Program and Highly Affected Sectors Credit Availability Program Guarantee |
CU-CP |
Active |
Lending |
CU0056ORG |
Lending Advisory #3 - Authorized Syndicating (Lead) Credit Unions in a Loan Syndication |
CU-CP |
Active |
Risk Management |
CU0053ORG |
Market Risk Advisory #2 - Investment in a Pool of Individual Mortgages and Mortgage Pools |
CU-CP |
Active |
Risk Management |
CU0052ORG |
Market Risk Advisory #1 - Investment in Digital Currencies |
CU-CP |
Active |
Risk Management |
CU0051ORG |
Capital Risk Advisory #1 - Credit Union Shares Held as Security |
CU-CP |
Active |
Risk Management |
CU0049ORG |
Operational Risk Advisory #2 - Potential Risks Associated with Providing Banking Services to Money Service Businesses (MSBs) |
CU-CP |
Active |
Lending |
CU0048ORG |
Lending Advisory #2 - Authorized Participants in Loan Syndications |
CU-CP |
Active |
Risk Management |
CU0047ORG |
Operational Risk Advisory #1 - Outsourcing Servicing of Owned ATM's |
CU-CP |
Active |
Lending |
CU0045ORG |
Lending Advisory #1 - Lending Limits and Creditor Insurance |
CU-CP |
Active |
Structural |
CU0039ORG |
Structural Risk Guidance Note |
CU-CP |
Active |
Securitization |
CU0037ORG |
Securitization Guidance Note |
CU-CP |
Active |
ICAAP |
CU0033ORG |
Internal Capital Adequacy Assessment Process (ICAAP) – Credit Unions with Total Assets Greater than $500 Million |
CU-CP |
Active |
Reserves |
CU0011ORG |
By-Law #6 |
Co-operative |
Active |
Offerings |
CC0001INT |
High-Risk Offerings issued under the Co-operative Corporations Act |
Auto |
Active |
Unfair or Deceptive Acts |
AU0139DEC |
Acquisitions Warranting Relief from Lowest Available Rate Requirement |
Auto |
Active |
Forms - Auto |
AU0138APP |
Automobile insurance non standard forms, endorsements and certificates of insurance approval filing process |
Auto |
Active |
Risk Management |
AU0137INF |
Operational risk management framework in rating and underwriting of automobile insurance |
Auto |
Active |
Consumer Protection - Auto |
AU0136APP |
Reporting and resolution of rating and underwriting errors |
Auto |
Active |
Unfair or Deceptive Acts |
AU0135INT |
Interpretation of Sections 237 & 238 of the Insurance Act and Sections 1(1) and 2(1)(5) to 2(1)(8) of Regulation 7/00 Unfair or Deceptive Acts or Practices and Approach to Supervision [Take All Comers Rule] |
Auto |
Active |
Hospitals |
AU0134INT |
Guideline on Public Hospitals and Determination of Catastrophic Impairment |
Auto |
Active |
SABS |
AU0133INT |
Statutory Accident Benefits Claims during the COVID-19 Outbreak |
Auto |
Active |
Loss Trend |
AU0132APP |
Ontario private passenger automobile annual review based on industry data |
Auto |
Active |
Consumer Protection - Auto |
AU0131INT |
Consumer Relief During A Declared Emergency under the Emergency Management and Civil Protection Act |
Auto |
Active |
Innovation |
AU0130APP |
Innovative Auto Insurance Products-Subscriptions (“IAIP-S”) |
Auto |
Active |
Indexation |
AU0129DEC |
2024 Automobile Insurance Indexation Amounts |
Auto |
Active |
Electronic Insurance Card |
AU0128APP |
Modernizing Automobile Insurance - Approval of Electronic Insurance Card |
Auto |
Active |
Assessments and Examinations |
AU0127INF |
Cost of Assessments and Examinations Guideline |
Auto |
Active |
Filing - Auto |
AU0126APP |
Standard Filing |
Auto |
Active |
Transportation Expense |
AU0125ORG |
Superintendent's Guideline No. 04/16: Transportation Expense Guideline |
Auto |
Active |
SABS |
AU0124ORG |
2019 Automobile Insurance Legislated and Regulatory Adjustments and Optional Indexation Rates Under the Statutory Accident Benefit Schedule |