The Financial Services Regulatory Authority of Ontario (FSRA) is responsible for supervising and regulating a broad range of financial service sectors. FSRA issues guidance to make it easier for the public, new entrants and incumbents to understand what is legally binding, what is FSRA’s interpretation or application of law and what information is designed to be helpful. All guidance is issued in accordance with FSRA's Guidance Framework.
The following table lists Active guidance. Use the filters to search the table or enter text in the search field. Please reach out to our contact centre if you require assistance.
Note:
- To find inactive guidance select “inactive from the “Status” filter.
- For information on inactive / Inherited guidance, follow this link Inherited Guidance
Showing 1 to 8 of 8 entries
| Status | Category Sort descending | Guidance Number | Guidance Name |
|---|---|---|---|
| Active | Administrative Monetary Penalties - General Regulatory | GR0012APP | Use of proceeds from enforcement under regulation “Money retained outside the consolidated revenue fund” Guidance |
| Active | Administrative Monetary Penalties - Insurance | GR0011APP | Transparent Communication of FSRA Enforcement Action |
| Active | Consumer Protection - General Regulatory | GR0008APP | Fair Treatment of Customers in Insurance |
| Active | Innovation | GR0018DEC | Affiliated insurers carrying on business as a common undertaking pursuant to s. 392.2(8) of the Insurance Act |
| Active | Innovation | GR0010APP | Test and Learn Environments (TLEs) for Financial Services Innovation |
| Active | Risk Management | GR0016INT | Information Technology (“IT”) risk management |
| Active | Service Standards - General Regulatory | GR0009APP | FSRA Service Standards |
| Active | Whistle-blower | GR0015APP | Whistle-blower Guidance |