2024
2024-2025 Financial planners and financial advisors supervision plan
Ontario’s financial services regulator, FSRA, is releasing its second Financial Planners and Financial Advisors Supervision Plan to ensure the sector continues to protect consumers and investors. The 2024-2025 Supervision Plan builds upon FSRA’s supervisory focus from the previous year.
Financial Planners and Financial Advisors: 2023-2024 supervision publication
To continue its commitment to transparency and consumer protection, FSRA published its 2023-2024 Financial Planners and Financial Advisors Supervision Publication, which included the findings of examinations of four FSRA-approved credentialing bodies.
2023
2022 Credentialing body Annual Information Return report
The 2022 Credentialing body Annual Information Return report is now available. Read the report for an overall view of approved credentialing body activities during the 2022 calendar year.
2022
2023-2024 Financial Planners and Financial Advisors Supervision Plan
To further protect consumers, FSRA released its first Financial Planners and Financial Advisors Supervision Plan. The plan sets out four key areas of supervision for 2023/24 for approved credentialing bodies to help deter non-compliance and promote proper marketplace conduct.