Pensions |
Inactive |
Miscellaneous |
PE0043ORG |
Lester Wong, FSCO's Interim Deputy Superintendent, Pensions |
Pensions |
Active |
Funding |
PE0011ORG |
Letters of Credit |
Pensions |
Inactive |
Investments - Pensions |
PE0431ORG |
Letters of Credit As Collateral In Securities Lending |
Pensions |
Inactive |
Surplus |
PE0591ORG |
Levels of Consent Required Pursuant to Section 10.1 of Regulation 909 |
HSP |
Inactive |
Annual Information Return (AIR) - HSP |
HP0029ORG |
Licensed Health Service Provider Frequently Asked Questions on the AIR and Annual Regulatory Fee |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0046INT |
Licensing exemption for Permitted Clients that are not Individuals |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0032ORG |
Licensing FAQ |
Insurance |
Inactive |
Information for Agents |
PC0024ORG |
Licensing FAQ’s for Insurance Agents and Adjusters |
Insurance |
Inactive |
Licensing - Insurance |
PC0036ORG |
Licensing Link Enhancements for Life Insurance Agents |
Pensions |
Inactive |
Locked-in Accounts |
PE0439ORG |
LIF Explanation and Tables for Minimum and Maximum Withdrawal Percentages |
Insurance |
Active |
Reporting - Insurance |
PC0043INT |
Life agent reporting requirements and related insurer obligations |
Pensions |
Active |
Locked-in Accounts |
PE0196INF |
Life Income Fund (LIF) and Locked-In Retirement Income Fund (LRIF) Maximum Annual Income Payment Amount Table |
Pensions |
Inactive |
Locked-in Accounts |
PE0441ORG |
Life Income Fund Update and Revised Schedule 1 of Regulation 909 |
Pensions |
Inactive |
Locked-in Accounts |
PE0464ORG |
Life Income Funds (LIFs) |
Pensions |
Active |
Commuted Value |
PE0202APP |
Limitations on Commuted Value Transfers and Annuity Purchases (DB Pension Plans) |
Auto |
Inactive |
Auto Insurance General |
AU0119ORG |
Link to Auto Insurance Page |
CU-CP |
Inactive |
ICAAP |
CU0087ORG |
Liquidity and Stress Testing Guidance Notes and Tools |
CU-CP |
Active |
Liquidity |
CU0073ORG |
Liquidity Coverage Ratio (LRC) Template 2021 |
CU-CP |
Inactive |
Liquidity |
CU0066INT |
Liquidity Coverage Ratio Completion Guide |
CU-CP |
Inactive |
Liquidity |
CU0072ORG |
Liquidity Data Template |
CU-CP |
Inactive |
Liquidity |
CU0036ORG |
Liquidity Guidance Note |
CU-CP |
Active |
Liquidity |
CU0064INT |
Liquidity *New |
Auto |
Inactive |
Filing - Auto |
AU0103ORG |
List of guidelines |
Pensions |
Inactive |
Locked-in Accounts |
PE0096ORG |
Locked-In Accounts |
Pensions |
Inactive |
Locked-in Accounts |
PE0460ORG |
Locked-In LIFs and LIRAs Approved by Other Jurisdictions |
Pensions |
Active |
Locked-in Accounts |
PE0149ORG |
Locked-In Retirement Accounts (LIRAs) |
Pensions |
Inactive |
Locked-in Accounts |
PE0463ORG |
Locked-In Retirement Accounts (LIRAs) |
Pensions |
Inactive |
Locked-in Accounts |
PE0485ORG |
Locked-In Retirement Income Funds (LRIFs) |
Pensions |
Inactive |
Locking in |
PE0488ORG |
Locked-in RRSP Can Purchase Annuity At Age 55 |
Pensions |
Inactive |
Locking in |
PE0492ORG |
Locked-in RRSP Cannot Be Transferred To A RRIF (also ref: Life Income Fund) |
Pensions |
Inactive |
Locking in |
PE0491ORG |
Locked-in RRSP Funds - Annuities |
Pensions |
Inactive |
Locking in |
PE0493ORG |
Locking In of Pension Funds When Member Leaves the Country |
Pensions |
Inactive |
Refunds |
PE0543ORG |
Locking-in Provisions - Prior Consent of the Commission Required for Refunds, PBA 1990 ss. 63(7) and (8) |
Auto |
Inactive |
Loss Transfer |
AU0073ORG |
Loss transfer |
Auto |
Inactive |
Loss Transfer |
AU0079ORG |
Loss transfer revisited |
Auto |
Active |
Loss Transfer |
AU0076ORG |
Loss transfer: standardized forms and procedures |
Pensions |
Inactive |
Surplus |
PE0599ORG |
Making Application Under ss. 7a(2)(c) - O. Reg. 708/87 |
Pensions |
Active |
Administration - Pensions |
PE0120ORG |
Management and Retention of Pension Plan Records by the Administrator |
Pensions |
Inactive |
Membership |
PE0501ORG |
Mandatory and Voluntary - Changes After Effective Date |
Pensions |
Inactive |
Administration - Pensions |
PE0319ORG |
Mandatory for MEPPs Established by Collective Agreements or Trust Agreements |
Pensions |
Inactive |
Retirement |
PE0561ORG |
Mandatory Retirement - PBA, 1987 s. 36, s. 42 |
Pensions |
Inactive |
Retirement |
PE0560ORG |
Mandatory Retirement Date |
Pensions |
Active |
Membership |
PE0157ORG |
Mandatory versus Optional Membership in a Pension Plan |
Pensions |
Inactive |
Membership |
PE0500ORG |
Mandatory vs Voluntary - PBA, 1987 c. 10(1)2, s. 26 |
CU-CP |
Active |
Risk Management |
CU0052ORG |
Market Risk Advisory #1 - Investment in Digital Currencies |
CU-CP |
Active |
Risk Management |
CU0053ORG |
Market Risk Advisory #2 - Investment in a Pool of Individual Mortgages and Mortgage Pools |
CU-CP |
Active |
Framework |
CU0070INT |
Market Conduct Framework Guidance |
Pensions |
Active |
Spousal Rights |
PE0207ORG |
Marriage Breakdown and Pension Credits |
Pensions |
Inactive |
Filing - Pensions |
PE0393ORG |
Master Trust Arrangements |
Pensions |
Active |
Information and Statements |
PE0254ORG |
Member's Right to Information, Annual Statements, Termination Statements, Notices, PBA 1990, s. 25-30, 42, O. Reg. 909 s. 28, 39-46 Effective When Published |
Pensions |
Inactive |
Information and Statements |
PE0303ORG |
Members’ Annual Statement |
Pensions |
Active |
Information and Statements |
PE0255ORG |
Members’ Annual Statements and Termination Statements |
Pensions |
Inactive |
Asset Transfers |
PE0505ORG |
Merger Policy - September 1993 - PBA, 1990 s. 81, O. Reg. 909 s. 7 |
Mortgage |
Inactive |
Syndicated Mortgage Investments |
MB0017ORG |
MFDA and FSCO issue joint communication concerning the selling of syndicated mortgage investments |
Pensions |
Inactive |
Interest |
PE0424ORG |
Minimum and Maximum Rates |
Pensions |
Inactive |
Locked-in Accounts |
PE0446ORG |
Minimum and Maximum Withdrawals |
Insurance |
Inactive |
Capital Testing |
PC0046ORG |
Minimum Capital Test Guideline for Property and Casualty Insurance Companies |
Auto |
Active |
Minor Injury Guideline |
AU0026ORG |
Minor Injury Guideline |
Pensions |
Active |
Administration - Pensions |
PE0203INF |
Missing Members Principles and Practices |
Auto |
Active |
Electronic Insurance Card |
AU0128APP |
Modernizing Automobile Insurance - Approval of Electronic Insurance Card |
Pensions |
Active |
Benefits |
PE0238ORG |
More Advantageous Pension Benefits or Ancillary Benefits Permitted |
Pensions |
Inactive |
Membership |
PE0373ORG |
More Advantageous Pension Benefits or Ancillary Benefits Permitted |
Pensions |
Active |
Annuities |
PE0229ORG |
Mortality Tables and Sex Discrimination |
Pensions |
Inactive |
Annuities |
PE0347ORG |
Mortality Tables and Sex Discrimination |
Pensions |
Inactive |
Commuted Value |
PE0609ORG |
Mortality Tables For Calculation - CIA Recommendations |
Mortgage |
Active |
Application - Mortgage Brokering |
MB0021ORG |
Mortgage Administrator Licence Application - Instructions for completing the application |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0039INT |
Mortgage Administrators – Responses to Market Disruptions |
Mortgage |
Active |
Reporting - Mortgage Brokering |
MB0052INT |
Mortgage Administrators’ Financial Filing Requirements |
Mortgage |
Active |
Education |
MB0026ORG |
Mortgage Broker and Mortgage Agent Education |
Mortgage |
Active |
Code of Conduct |
MB0042APP |
Mortgage Broker Regulators' Council of Canada Code of Conduct for the Mortgage Brokering Sector. |
Mortgage |
Active |
Cybersecurity |
MB0048INF |
Mortgage Broker Regulators' Council of Canada Principles for Cybersecurity Preparedness for the Mortgage Brokering Sector |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0040INT |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0043INF |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions (for Transactions on or after July 1, 2021) |
Mortgage |
Active |
Application - Mortgage Brokering |
MB0022ORG |
Mortgage Brokerage Licence Application - Instructions for completing the application |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0005ORG |
Mortgage brokerages and administrators: How to check/update your contact information, and file the Annual Information Return (AIR) |
Mortgage |
Inactive |
Forms - Mortgage Brokering |
MB0023ORG |
Mortgage Brokering Forms |
Mortgage |
Inactive |
Compliance - Mortgage Brokering |
MB0034ORG |
Mortgage Brokering Sector Compliance Reviews |
Auto |
Inactive |
Liability Card |
AU0081ORG |
Motor Vehicle Liability Insurance Card (Canada/Inter-Province) |
Pensions |
Active |
Wind up |
PE0180ORG |
Natural Termination of a Pension Plan |
Pensions |
Inactive |
Wind up |
PE0627ORG |
Natural Termination of a Pension Plan |
Insurance |
Active |
Negative Option |
PC0018ORG |
Negative Option Marketing/Billing |
CU-CP |
Inactive |
Liquidity |
CU0067INT |
Net Cumulative Cash Flow Completion Guide |
CU-CP |
Active |
Liquidity |
CU0074ORG |
Net Cumulative Cash Flow Report (NCCF) Template 2021 |
CU-CP |
Active |
Liquidity |
CU0075ORG |
Net Stable Funding Ratio (NSFR) Template 2021 |
CU-CP |
Inactive |
Liquidity |
CU0068INT |
Net Stable Funding Ratio Completion Guide |
Auto |
Inactive |
Forms - Auto |
AU0009ORG |
New and Revise Accident Benefit Claim forms |
Auto |
Inactive |
Forms - Auto |
AU0002ORG |
New and Revised Policy and Endorsement Forms |
Auto |
Inactive |
Forms - Auto |
AU0020ORG |
New and Revised Policy and Endorsement Forms |
Auto |
Inactive |
Motor Vehicle Liability Insurance Card |
AU0061ORG |
New background design for Motor Vehicle Liability insurance card |
Pensions |
Active |
Administration - Pensions |
PE0085ORG |
New Definitions for "Retired Member" and "Former Member" |
Pensions |
Inactive |
Filing - Pensions |
PE0338ORG |
New Fees |
Pensions |
Inactive |
Forms - General |
PE0662ORG |
New FSCO Pension Forms Due to Amended Definition of "Spouse" Under the Pension Benefits Act (Form 1, Form 3, Form 4, Form 5, Form 6, and Form 6.1) - 2005 |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0047INT |
New mortgage agent and broker licensing requirements |
Auto |
Active |
Licensing - Auto |
AU0030ORG |
New Proclamation Dates for Service Provider Licensing |
Pensions |
Active |
Information and Statements |
PE0287ORG |
New Provisions Related to the Disclosure of Records |
Auto |
Inactive |
Licensing - Auto |
AU0025ORG |
New Regulations for Service Provider Licensing and Changes to Statutory Accident Benefits Schedule – Effective September 1, 2010 |
Auto |
Active |
Licensing - Auto |
AU0029ORG |
New Regulations for Service Provider Licensing and Proclamation Order |
Insurance |
Inactive |
Reporting - Insurance |
PC0039ORG |
New reporting requirement is effective immediately: Report the life insurers you represent, have a contract with and/or on whose behalf you sell insurance products |
Pensions |
Active |
Wind up |
PE0676ORG |
New Requirements for Grow-In, Opting Out of Grow-In and Partial Wind Up |
Pensions |
Inactive |
Miscellaneous |
PE0519ORG |
No Civil Collection By PCO |