Insurance |
Inactive |
Licensing - Insurance |
PC0001ORG |
Reliance Model of Reciprocal Licensing |
Insurance |
Active |
Reporting - Insurance |
PC0043INT |
Life agent reporting requirements and related insurer obligations |
Insurance |
Active |
Investments - Insurance |
PC0014ORG |
Investments by Insurers Guideline |
Insurance |
Active |
Negative Option |
PC0018ORG |
Negative Option Marketing/Billing |
Insurance |
Inactive |
Licensing - Insurance |
PC0031ORG |
How to Obtain Approval to Offer a Life Licence Qualification Program (LLQP) Training Course in Ontario |
Insurance |
Inactive |
Capital Testing |
PC0041ORG |
Superintendent's Minimum Capital Test Guideline |
Insurance |
Active |
Guideline |
PC0019ORG |
Guideline - Use of Canadian Depository for Securities Limited |
Insurance |
Inactive |
Licensing - Insurance |
PC0032ORG |
How to Obtain or Amend an Insurance Company Licence |
Insurance |
Inactive |
Capital Testing |
PC0046ORG |
Minimum Capital Test Guideline for Property and Casualty Insurance Companies |
Insurance |
Active |
Guideline |
PC0020ORG |
Reinsurance guidelines for Ontario incorporated and licensed companies |
Insurance |
Inactive |
Licensing - Insurance |
PC0033ORG |
Becoming a Licensed General Insurance Agent |
Insurance |
Active |
Capital Testing |
PC0047INT |
Updated Minimum Capital Test Guideline for P&C Insurance Companies and Reciprocals |
Insurance |
Active |
Amalgamations and Portfolio Transfers |
PC0021ORG |
Amalgamations and Portfolio Transfers |
Insurance |
Inactive |
Licensing - Insurance |
PC0034ORG |
Do you have a licence issued in another province or territory? |
Insurance |
Inactive |
Administrative Monetary Penalties - Insurance |
PC0042ORG |
Administrative Monetary Penalties in the Insurance Sector |
Insurance |
Inactive |
Variable Insurance Contract |
PC0022ORG |
IVICs Information |
Insurance |
Inactive |
Licensing - Insurance |
PC0035ORG |
Do you want to be licensed in another province or territory? |
Insurance |
Inactive |
Information for Agents |
PC0023ORG |
Helpful Licensing Information for Ontario Insurance Agents |
Insurance |
Inactive |
Licensing - Insurance |
PC0036ORG |
Licensing Link Enhancements for Life Insurance Agents |
Insurance |
Active |
Insurance Prudential |
PC0045APP |
Risk Based Supervisory Framework for Ontario-incorporated Insurance Companies and Reciprocals |
Insurance |
Inactive |
Information for Agents |
PC0024ORG |
Licensing FAQ’s for Insurance Agents and Adjusters |
Insurance |
Inactive |
Licensing - Insurance |
PC0037ORG |
How to Obtain an Insurance Agent Corporation or Partnership Licence under the Insurance Act |
Insurance |
Inactive |
Education and Licensing |
PC0025ORG |
How to Become a Life or Accident and Sickness Insurance Agent |
Insurance |
Inactive |
Licensing - Insurance |
PC0040ORG |
FSCO updates Licensing Link to help life insurers better monitor their agents |
Insurance |
Inactive |
Filing - Insurance |
PC0007ORG |
FILING INFORMATION FOR INSURERS LICENSED IN ONTARIO |
Insurance |
Inactive |
Consent |
PC0002ORG |
CONSENT AND NOTIFICATION |
Insurance |
Inactive |
Education and Licensing |
PC0027ORG |
How to Become an Independent or Public Adjuster |
Insurance |
Inactive |
Filing - Insurance |
PC0008ORG |
Notice - Filing of 2018 Annual Return for Ontario - Extra provincial insurance companies licensed in Ontario |
Mortgage |
Active |
Education |
MB0026ORG |
Mortgage Broker and Mortgage Agent Education |
Mortgage |
Active |
Application - Mortgage Brokering |
MB0021ORG |
Mortgage Administrator Licence Application - Instructions for completing the application |
Mortgage |
Inactive |
Licensing - Mortgage Brokering |
MB0033ORG |
Applying for a New Licence |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0039INT |
Mortgage Administrators – Responses to Market Disruptions |
Mortgage |
Inactive |
Education |
MB0028ORG |
Education FAQ - Mortgage Brokering Industry |
Mortgage |
Active |
Application - Mortgage Brokering |
MB0022ORG |
Mortgage Brokerage Licence Application - Instructions for completing the application |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0047INT |
New mortgage agent and broker licensing requirements |
Mortgage |
Inactive |
Mortgage Fraud |
MB0007ORG |
Your responsibilities to prevent mortgage fraud |
Mortgage |
Inactive |
Complaints |
MB0027ORG |
How to Resolve a Complaint About a Mortgage Brokerage, Broker, Agent or Administrator |
Mortgage |
Active |
Compliance - Mortgage Brokering |
MB0013ORG |
Compliance Checklist for Mortgage Brokerages, Brokers & Agents |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0045APP |
Accreditation of Licensing Courses for the Mortgage Brokering Sector |
Mortgage |
Inactive |
Mortgage Fraud |
MB0010ORG |
Checklist on Detecting and Preventing Mortgage Fraud |
Mortgage |
Inactive |
Administration - Mortgage Brokering |
MB0029ORG |
Existing Mortgage Brokerages and Administrators |
Mortgage |
Active |
Compliance - Mortgage Brokering |
MB0014ORG |
Compliance Checklist for Managing the Mortgage Administrator, Keeping Records and Trust Accounts |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0046INT |
Licensing exemption for Permitted Clients that are not Individuals |
Mortgage |
Inactive |
Mortgage Fraud |
MB0015ORG |
Checklist on Detecting and Preventing Mortgage Fraud |
Mortgage |
Inactive |
Resources |
MB0030ORG |
Government of Canada Resources |
Mortgage |
Inactive |
Compliance - Mortgage Brokering |
MB0034ORG |
Mortgage Brokering Sector Compliance Reviews |
Mortgage |
Inactive |
Forms - Mortgage Brokering |
MB0023ORG |
Mortgage Brokering Forms |
Mortgage |
Inactive |
Mortgage Fraud |
MB0016ORG |
FAQs on FSCO's Checklist on Detecting and Preventing Mortgage Fraud |
Mortgage |
Inactive |
Resources |
MB0036ORG |
Webinar Resources |
Mortgage |
Inactive |
Reporting - Mortgage Brokering |
MB0035ORG |
Reporting Requirements for Mortgage Administrators |
Mortgage |
Active |
Forms - Mortgage Brokering |
MB0038INT |
Amended Disclosure Forms 3.0, 3.1 and 3.2 for Non-Qualified Syndicated Mortgages |
Mortgage |
Active |
Mortgage Fraud |
MB0044INT |
Detecting and Preventing Mortgage Fraud |
Mortgage |
Inactive |
Legislation |
MB0031ORG |
Legislation: Act & Regulations |
Mortgage |
Active |
Reporting - Mortgage Brokering |
MB0052INT |
Mortgage Administrators’ Financial Filing Requirements |
Mortgage |
Inactive |
Non-Qualified Syndicated Mortgages |
MB0009ORG |
Policies and Procedures -- Non-qualified Syndicated Mortgages |
Mortgage |
Active |
Code of Conduct |
MB0042APP |
Mortgage Broker Regulators' Council of Canada Code of Conduct for the Mortgage Brokering Sector. |
Mortgage |
Inactive |
Non-Qualified Syndicated Mortgages |
MB0024ORG |
Checklists for Non-Qualified Syndicated Mortgage Forms effective July 1, 2018 |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0001ORG |
2017 Annual Information Return Results Summary Report |
Mortgage |
Inactive |
Errors & Omissions Insurance - Mortgage Brokering |
MB0018ORG |
Errors & Ommisions Insurance Requirements |
Mortgage |
Inactive |
Non-Qualified Syndicated Mortgages |
MB0025ORG |
FAQs on FSCO's Forms Relating to Non-qualified Syndicated Mortgage Transactions |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0002ORG |
AIR Summary Results for Previous Years |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0040INT |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0003ORG |
FAQs on Annual Information Returns and Financial Statements |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0041APP |
Transfer of retail non-qualified syndicated mortgage investments (NQSMIs) (excludes transactions with Permitted Clients) to the Ontario Securities Commission (OSC) (transfer effective July 1, 2021) |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0004ORG |
Annual Information Returns |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0043INF |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions (for Transactions on or after July 1, 2021) |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0005ORG |
Mortgage brokerages and administrators: How to check/update your contact information, and file the Annual Information Return (AIR) |
Mortgage |
Active |
Cybersecurity |
MB0048INF |
Mortgage Broker Regulators' Council of Canada Principles for Cybersecurity Preparedness for the Mortgage Brokering Sector |
Mortgage |
Inactive |
Syndicated Mortgage Investments |
MB0006ORG |
Requirements for Promoting Syndicated Mortgage Investments |
Mortgage |
Active |
Mortgage Administrator Checklist |
MB0011ORG |
Compliance Checklist for Mortgage Administrators |
Mortgage |
Inactive |
Syndicated Mortgage Investments |
MB0008ORG |
Changes to syndicated mortgage rules: New FSCO forms available |
Mortgage |
Active |
Brokerage Checklist |
MB0012ORG |
Compliance Checklist for Managing the Mortgage Brokerage |
Mortgage |
Inactive |
FAQs |
MB0019ORG |
Frequently Asked Questions for the Mortgage Broker Industry |
Mortgage |
Inactive |
Syndicated Mortgage Investments |
MB0017ORG |
MFDA and FSCO issue joint communication concerning the selling of syndicated mortgage investments |
Mortgage |
Inactive |
FAQs |
MB0020ORG |
FAQ on Business Requirements |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0032ORG |
Licensing FAQ |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0037APP |
Supervision Approach for High-risk Syndicated Mortgage Investments |
Pensions |
Inactive |
Locked-in Accounts |
PE0438ORG |
Shortened Life Expectancy - Verification Required by Financial Institution |
Pensions |
Inactive |
Family Law |
PE0101ORG |
Carrigan v. Carrigan Estate - Supreme Court of Canada Denies Leave |
Pensions |
Inactive |
Surplus |
PE0602ORG |
Surplus Attributable to Employee and Employer Contributions on Plan Wind Up |
Pensions |
Inactive |
Pension Benefits Guarantee Fund (PBGF) |
PE0509ORG |
Assessment for Periods Not Covered by Last Report Regulation 909 ss. 7, 37 |
Pensions |
Inactive |
Membership |
PE0380ORG |
Deadline for Membership Not Acceptable |
Pensions |
Inactive |
Supervisory Approach |
PE0667ORG |
Targeted Review: Form 7 – Contribution Reporting & Monitoring Process (2017) |
Pensions |
Inactive |
Administration - Pensions |
PE0250ORG |
Payable from Pension Fund |
Pensions |
Inactive |
Wind up |
PE0638ORG |
Original and Successor Pension Plans |
Pensions |
Active |
Filing - Pensions |
PE0139ORG |
Disclosure Expectations for Financial Statements Filed Pursuant to Regulation 909 s.76 |
Pensions |
Inactive |
Locking in |
PE0497ORG |
Application of Pre and Post 1987 Vesting And Locking-In Rules |
Pensions |
Inactive |
Asset Transfers |
PE0128ORG |
Types of Asset Transfers |
Pensions |
Inactive |
Locked-in Accounts |
PE0454ORG |
2002 LIF Maximum Withdrawal Amount Table |
Pensions |
Active |
Benefits |
PE0262ORG |
Union Membership as Condition for Benefit Improvement |
Pensions |
Active |
Funding |
PE0012ORG |
Funding and Actuarial Filing Requirements For Plan Improvements under the New Funding Regime |
Pensions |
Inactive |
Surplus |
PE0589ORG |
Surplus Distribution - The Role of Legal Counsel in Obtaining Written Consent |
Pensions |
Active |
Commuted Value |
PE0198INF |
Discontinuance of the Bank of Canada Series V122515 and V122495 |
Pensions |
Inactive |
Refunds |
PE0548ORG |
Extension of Time Limit Under Section 78(4) - PBA s. 105 |
Pensions |
Active |
Amendments |
PE0241ORG |
For Applications Received after March 26, 1992 |
Pensions |
Inactive |
Administration - Pensions |
PE0319ORG |
Mandatory for MEPPs Established by Collective Agreements or Trust Agreements |
Pensions |
Active |
Miscellaneous |
PE0083ORG |
Legislative Changes July 1, 2012 |
Pensions |
Inactive |
Filing - Pensions |
PE0334ORG |
Late Filing Fees |
Pensions |
Inactive |
Forms - General |
PE0662ORG |
New FSCO Pension Forms Due to Amended Definition of "Spouse" Under the Pension Benefits Act (Form 1, Form 3, Form 4, Form 5, Form 6, and Form 6.1) - 2005 |
Pensions |
Inactive |
Asset Transfers |
PE0355ORG |
Asset Transfers under Section 81 - Superintendent's Consent Required |