The Financial Services Regulatory Authority of Ontario (FSRA) is responsible for supervising and regulating a broad range of financial service sectors. FSRA issues guidance to make it easier for the public, new entrants and incumbents to understand what is legally binding, what is FSRA’s interpretation or application of law and what information is designed to be helpful. All guidance is issued in accordance with FSRA's Guidance Framework.

The following table lists Active guidance. Use the filters to search the table or enter text in the search field. Please reach out to our contact centre if you require assistance.

Note: 

  • To find inactive guidance select “inactive from the “Status” filter.
  • For information on inactive / Inherited guidance, follow this link Inherited Guidance
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Showing 801 to 900 of 1065 entries
Sector Status Category Guidance Number Guidance Name
Insurance Active Purchasing PC0016ORG Borrowing to Purchase Life Insurance Products - Risks and Suitability
Insurance Inactive Licensing - Insurance PC0035ORG Do you want to be licensed in another province or territory?
Insurance Active LLQP PC0026ORG How to Submit Feedback on the Life Licence Qualification Program (LLQP)
Insurance Active Investments - Insurance PC0014ORG Investments by Insurers Guideline
HSP Inactive Licensing - HSP HP0005ORG Health Service Provider Licensing Guide
HSP Inactive Licensing - HSP HP0016ORG Health Service Providers
HSP Inactive Licensing - HSP HP0027ORG Health Service Providers 2016-17 Market Conduct Compliance: Examination Results
HSP Inactive Licensing - HSP HP0006ORG About the HSP Licence
HSP Inactive Licensing - HSP HP0017ORG HSP Licence Application
HSP Inactive Billing HP0032ORG How to Resolve a Complaint about Billing Practices in the Health Service Providers Sector
HSP Inactive Licensing - HSP HP0028ORG Health Service Providers 2017/2018 Market Conduct Compliance: Examination Results
HSP Inactive Licensing - HSP HP0007ORG About the HSP Principal Representative
HSP Inactive Licensing - HSP HP0018ORG HSP Licence Suspension, Revocation And Surrender
HSP Inactive Communications HP0036ORG Subscription Centre
HSP Inactive Annual Information Return (AIR) - HSP HP0003ORG Health Service Providers 2016 AIR Results Summary Report
HSP Inactive Licensing - HSP HP0031ORG Apply Now for a Health Service Provider Licence
HSP Inactive Licensing - HSP HP0008ORG Add/ Remove a HSP Director, Officer or Partner
HSP Inactive Licensing - HSP HP0019ORG HSP Listed Expenses
HSP Inactive Annual Information Return (AIR) - HSP HP0004ORG Health Service Providers 2017 AIR Results Summary Report
HSP Inactive Licensing - HSP HP0033ORG Public Registry of Licensed Health Service Providers
HSP Inactive Licensing - HSP HP0009ORG HSP Attendant Care Benefits
HSP Inactive Licensing - HSP HP0020ORG HSP Legal Changes (recommend changing this heading - Marital Status, Corporate Name Changes, Principal Representative)
HSP Inactive Annual Information Return (AIR) - HSP HP0029ORG Licensed Health Service Provider Frequently Asked Questions on the AIR and Annual Regulatory Fee
HSP Inactive Licensing - HSP HP0010ORG HSP Business Standards
HSP Inactive Licensing - HSP HP0021ORG Access to Claimant Personal Health Information
HSP Inactive Annual Information Return (AIR) - HSP HP0030ORG Sample - Health Service Provider Annual Information Return (AIR)
HSP Inactive Licensing - HSP HP0011ORG HSP Consumer Information
HSP Inactive Auto Fraud and Abuse Reduction HP0002ORG Reducing abuse and fraud in health care services for Auto Insurance: everyone has a role to play
HSP Inactive Licensing - HSP HP0022ORG HSP Licence Application: Technical Support/Troubleshooting
HSP Inactive Annual Information Return (AIR) - HSP HP0034ORG Health Service Provider Sector Reports
HSP Inactive Licensing - HSP HP0012ORG HSP Definition
HSP Inactive Licensing - HSP HP0023ORG HSP Travel Expenses
HSP Inactive Annual Information Return (AIR) - HSP HP0035ORG Health Service providers: How to update your contact information and file the Annual Information Return (AIR)
HSP Inactive Licensing - HSP HP0013ORG Service provider frequently asked questions: Fees
HSP Inactive Licensing - HSP HP0024ORG Will I need a HSP Licence?
HSP Inactive Licensing - HSP HP0014ORG HSP Licensing Business Process
HSP Inactive Licensing - HSP HP0025ORG What's New in Service Providers
HSP Inactive Licensing - HSP HP0001ORG How do I enable TLS 1.2?
HSP Inactive Licensing - HSP HP0015ORG HSP HCAI Registration
HSP Inactive Licensing - HSP HP0026ORG HSP Best Practices: Don't make your business vulnerable by collecting signatures on blank treatment forms
CU-CP Inactive Director Training CU0019ORG Director's Handbook
CU-CP Inactive Enterprise Risk Management CU0032ORG ERM Guidance Note
CU-CP Inactive Corporate Governance CU0077ORG Self Assessment Workbook: Corporate Governance for Audit Committee (2018)
CU-CP Inactive Lending CU0009ORG DICO's By-Law #5 Commercial Lending Tools
CU-CP Inactive Stress testing CU0038ORG Stress Testing Guidance Note
CU-CP Active Liquidity CU0075ORG Net Stable Funding Ratio (NSFR) Template 2021
CU-CP Active Resolution Planning CU0082INT Resolution Planning
CU-CP Active Lending CU0062INT Capital Treatment of Loans under the Federal Government Business Credit Availability Program and Highly Affected Sectors Credit Availability Program Guarantee
CU-CP Active Risk Management CU0053ORG Market Risk Advisory #2 - Investment in a Pool of Individual Mortgages and Mortgage Pools
CU-CP Inactive Director Training CU0020ORG Director Candidate Information Guide
CU-CP Inactive CUCPA CU0028ORG CUCPA, 1994, and Regulations FAQs
CU-CP Inactive Corporate Governance CU0078ORG Self Assessment Workbook: Corporate Governance for Management (2018)
CU-CP Inactive Lending CU0010ORG Resolution of the Board of Directors
CU-CP Inactive Stress testing CU0040ORG Cover Letter for ICAAP Stress Testing GN
CU-CP Active Recovery Planning CU0069INT Recovery Planning
CU-CP Active Lending CU0063INT Residential Mortgage Lending *New
CU-CP Inactive Director Training CU0022ORG Director Training Self Assessment Guide
CU-CP Active ICAAP CU0033ORG Internal Capital Adequacy Assessment Process (ICAAP) – Credit Unions with Total Assets Greater than $500 Million
CU-CP Inactive Incorporation and Registration CU0060ORG Incorporating and Registering a New Credit Union or Caisse Populaire
CU-CP Inactive Lending CU0014ORG Commercial Lending Policy Development Guide
CU-CP Active Stress testing CU0065INT Stress Testing *New
CU-CP Active Lending CU0089INT Commercial lending Guidance
CU-CP Active Risk Management CU0088APP Operational Risk and Resilience
CU-CP Inactive Director Training CU0023ORG Director Training and Qualifications Policy Development
CU-CP Active ICAAP CU0071ORG ICAAP Submission Template - Summary Key Metrics Report
CU-CP Inactive Liquidity CU0036ORG Liquidity Guidance Note
CU-CP Active Supervisory Framework CU0083APP Risk Based Supervisory Framework (FSRA RBSF)
CU-CP Inactive Lending CU0015ORG Commercial Lending Policy Development Guide -Cover Letter
CU-CP Active Structural CU0039ORG Structural Risk Guidance Note
CU-CP Active Framework CU0070INT Market Conduct Framework Guidance 
CU-CP Inactive External Auditor Role CU0001ORG Cover Letter for External Auditor Role for High Risk Areas
CU-CP Active Reserves CU0011ORG By-Law #6
CU-CP Inactive Director Training CU0030ORG Director Training and Qualifications GN - Less Complex Credit Unions
CU-CP Inactive ICAAP CU0087ORG Liquidity and Stress Testing Guidance Notes and Tools
CU-CP Active Liquidity CU0064INT Liquidity *New
CU-CP Inactive Lending CU0035ORG Lending Guidance Note
CU-CP Inactive Act CU0041ORG DICO's Other Power Under the Act
CU-CP Inactive External Auditor Role CU0002ORG External Auditor Role for High Risk Areas
CU-CP Inactive Capital CU0012ORG Capital Adequacy Guideline
CU-CP Inactive Exemptions CU0044ORG DICO Variations and Exemptions under the CUCPA
CU-CP Inactive Director Training CU0031ORG Director Training and Qualifications GN - Complex Credit Unions (2018)
CU-CP Active ICAAP CU0086ORG Implementation of ICAAP and Stress Testing for Credit Unions -with assets in excess of $500 million
CU-CP Inactive Liquidity CU0066INT Liquidity Coverage Ratio Completion Guide
CU-CP Active Lending CU0045ORG Lending Advisory #1 - Lending Limits and Creditor Insurance
CU-CP Inactive Request for Publications CU0042ORG Request for Additional DICO Publications
CU-CP Inactive Application - CU-CP CU0003ORG Application Standards
CU-CP Inactive Capital CU0046ORG Capital Advisory #1 - Capital Treatment of Computer Software Intangibles
CU-CP Inactive Corporate Governance CU0057ORG Guidance Note: Corporate Governance--Audit Committee
CU-CP Inactive Advertising CU0007ORG By-Law #3
CU-CP Active ICAAP CU0084ORG Application Guide: Internal Capital Adequacy Assessment Process (ICAAP) for More Complex Credit Unions
CU-CP Inactive Liquidity CU0067INT Net Cumulative Cash Flow Completion Guide
CU-CP Active Lending CU0048ORG Lending Advisory #2 - Authorized Participants in Loan Syndications
CU-CP Inactive Risk Management CU0043ORG Sound Business and Financial Practices Manual
CU-CP Active Application - CU-CP CU0085APP Approval or Authorization of Business and Investment Activities under the Credit Unions and Caisses Populaires Act, 2020
CU-CP Inactive Compliance - CU-CP CU0013ORG Details about Compliance Orders Issued by DICO
CU-CP Inactive Corporate Governance CU0058ORG Guidance Note: Corporate Governance--Board of Directors
CU-CP Inactive Advertising CU0016ORG Pre Approved Advertising Messages for Cus
CU-CP Inactive Investments - CU-CP CU0034ORG Investments Guidance Note
CU-CP Inactive Liquidity CU0068INT Net Stable Funding Ratio Completion Guide
CU-CP Inactive Lending CU0050ORG Lending Advisory #3 - Mortgage Lending Practices and Potential Real Estate Market Correction