Pensions |
Active |
Wind up |
PE0173ORG |
Filing Requirements and Procedure on Full or Partial Wind Up of a Pension Plan |
Pensions |
Active |
Wind up |
PE0282ORG |
Where Employer Sells, Assigns or Disposes the Business or assets for the Business |
Pensions |
Active |
Wind up |
PE0174ORG |
Conditional Notice of Intended Wind Up Not Permitted |
Pensions |
Active |
Wind up |
PE0283ORG |
Original and Successor Pension Plans - Section 81 Does Not Preclude Wind Up of Original Plan |
Pensions |
Active |
Wind up |
PE0175ORG |
Treatment of Prior Year Credit Balance |
Pensions |
Active |
Wind up |
PE0178ORG |
Distribution of Benefits on Partial Wind Up Where Immediate or Deferred Pensions are Not Purchased |
Pensions |
Active |
Wind up |
PE0248ORG |
Credited Service for Employment Standards Act 2000 Notice Period |
Pensions |
Active |
Wind up |
PE0179ORG |
Payment of Benefits on Partial Wind Up |
Pensions |
Active |
Wind up |
PE0021ORG |
Overpayments and Plan Wind Up - FAQs |
Pensions |
Active |
Wind up |
PE0180ORG |
Natural Termination of a Pension Plan |
Pensions |
Active |
Wind up |
PE0288ORG |
Full and Partial Wind Ups - Frequently Asked Questions |
Pensions |
Active |
Wind up |
PE0676ORG |
New Requirements for Grow-In, Opting Out of Grow-In and Partial Wind Up |
Pensions |
Active |
Wind up |
PE0181ORG |
Guideline for Notice of Full or Partial Wind Up of Pension Plan |
Pensions |
Active |
Wind up |
PE0182ORG |
Payment of Immediate Pensions & Other Benefits |
Pensions |
Active |
Wind up |
PE0183ORG |
Restrictions on Payments on wind up where there is a Deficit |
Pensions |
Active |
Wind up |
PE0080ORG |
Questions and Answers on the New Grow-in Rules under Section 74 of the Pension Benefits Act |
General Regulatory |
Active |
Whistle-blower |
GR0015APP |
Whistle-blower Guidance |
Auto |
Active |
Unfair or Deceptive Acts |
AU0135INT |
Interpretation of Sections 237 & 238 of the Insurance Act and Sections 1(1) and 2(1)(5) to 2(1)(8) of Regulation 7/00 Unfair or Deceptive Acts or Practices and Approach to Supervision [Take All Comers Rule] |
Auto |
Active |
Unfair or Deceptive Acts |
AU0139DEC |
Acquisitions Warranting Relief from Lowest Available Rate Requirement |
Auto |
Active |
Transportation Expense |
AU0125ORG |
Superintendent's Guideline No. 04/16: Transportation Expense Guideline |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0037APP |
Supervision Approach for High-risk Syndicated Mortgage Investments |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0039INT |
Mortgage Administrators – Responses to Market Disruptions |
Pensions |
Active |
Surplus |
PE0089ORG |
Surplus Withdrawal Applications |
Pensions |
Active |
Surplus |
PE0162ORG |
Partial Wind Up - Identification and Administration of Surplus |
Pensions |
Active |
Surplus |
PE0163ORG |
Application by Employer for Payment of Surplus on Wind Up of Pension Plan |
Pensions |
Active |
Surplus |
PE0164ORG |
Surplus Distribution by Written Agreement - The Role of Legal Counsel |
Pensions |
Active |
Surplus |
PE0165ORG |
Undistributed Surplus on Full or Partial Wind Up |
Pensions |
Active |
Surplus |
PE0166ORG |
Surplus Distribution in Cash in Continuing Plan |
Pensions |
Active |
Surplus |
PE0167ORG |
Allocation of Surplus to Members, Former Members and Other Persons on Wind Up - PBA s. 63(7) and 70(5) - Regulation 909 s. 8 |
Pensions |
Active |
Surplus |
PE0168ORG |
Distribution of Surplus to Employer on Partial Wind Up - PBA s. 70(5) - Regulation 909 s. 8(1)(b) and 8(2) |
CU-CP |
Active |
Supervisory Framework |
CU0083APP |
Risk Based Supervisory Framework (FSRA RBSF) |
FP/FA |
Active |
Supervisory Framework |
FP0002APP |
Financial Professionals Title Protection – Supervisory Framework |
Pensions |
Active |
Supervisory Approach |
PE0055ORG |
Court Proceedings - Frequently Asked Questions |
Pensions |
Active |
Supervisory Approach |
PE0245ORG |
Process for Reviewing Defined Benefit Pension Plan Applications and Service Targets |
Pensions |
Active |
Supervisory Approach |
PE0266ORG |
Decisions made under the Pension Benefits Act, R.S.O. 1990, c. P.8 and the Financial Services Commission of Ontario Act, 1997, S.O. 1997, c. 28 |
Pensions |
Active |
Supervisory Approach |
PE0143ORG |
Court Proceedings - Involvement of FSCO/Superintendent of Financial Services |
Pensions |
Active |
Supervisory Approach |
PE0197APP |
Pension Sector Guiding Principles |
Pensions |
Active |
Supervisory Approach |
PE0199APP |
Supervisory Approach for Single Employer Defined Benefit Pension Plans that are Actively Monitored |
CU-CP |
Active |
Structural |
CU0039ORG |
Structural Risk Guidance Note |
CU-CP |
Active |
Stress testing |
CU0065INT |
Stress Testing *New |
Pensions |
Active |
Spousal Rights |
PE0090ORG |
Payment of A Survivor Pension Small Amount - Section 44(7) of the Pension Benefits Act |
Pensions |
Active |
Spousal Rights |
PE0207ORG |
Marriage Breakdown and Pension Credits |
Pensions |
Active |
Spousal Rights |
PE0653ORG |
Definition of "spouse" |
Pensions |
Active |
Spousal Rights |
PE0208ORG |
Additional Options to Spouse on Marriage Breakdown |
Pensions |
Active |
Spousal Rights |
PE0209ORG |
Options to Spouse on Marriage Breakdown |
Pensions |
Active |
Spousal Rights |
PE0274ORG |
Joint and Survivor Pension or Annuity – Entitlement, Waiver and Cancellation |
General Regulatory |
Active |
Service Standards - General Regulatory |
GR0009APP |
FSRA Service Standards |
CU-CP |
Active |
Securitization |
CU0037ORG |
Securitization Guidance Note |
CU-CP |
Active |
Securitization |
CU0079ORG |
Application Guide: Securitization |
CU-CP |
Active |
Securitization |
CU0080ORG |
Securitization Reporting Template |
Auto |
Active |
SABS |
AU0133INT |
Statutory Accident Benefits Claims during the COVID-19 Outbreak |
Auto |
Active |
SABS |
AU0124ORG |
2019 Automobile Insurance Legislated and Regulatory Adjustments and Optional Indexation Rates Under the Statutory Accident Benefit Schedule |
Auto |
Active |
Rules and Risk Classification |
AU0059ORG |
Automobile Insurance Underwriting Rules and Risk Classification Variables |
CU-CP |
Active |
Risk Management |
CU0051ORG |
Capital Risk Advisory #1 - Credit Union Shares Held as Security |
CU-CP |
Active |
Risk Management |
CU0052ORG |
Market Risk Advisory #1 - Investment in Digital Currencies |
General Regulatory |
Active |
Risk Management |
GR0016INT |
Information Technology (“IT”) risk management |
CU-CP |
Active |
Risk Management |
CU0053ORG |
Market Risk Advisory #2 - Investment in a Pool of Individual Mortgages and Mortgage Pools |
CU-CP |
Active |
Risk Management |
CU0047ORG |
Operational Risk Advisory #1 - Outsourcing Servicing of Owned ATM's |
Auto |
Active |
Risk Management |
AU0137INF |
Operational risk management framework in rating and underwriting of automobile insurance |
CU-CP |
Active |
Risk Management |
CU0088APP |
Operational Risk and Resilience |
CU-CP |
Active |
Risk Management |
CU0049ORG |
Operational Risk Advisory #2 - Potential Risks Associated with Providing Banking Services to Money Service Businesses (MSBs) |
Auto |
Active |
Ridesharing |
AU0047ORG |
Private Vehicles for Hire - Ridesharing: Fleet Insurance Policy (Intact/Uber), Approval of an Electronic Insurance Card for Ridesharing, and Amendments to the Definition of “Fleet” |
Pensions |
Active |
Retirement |
PE0246ORG |
Retirement Dates |
CU-CP |
Active |
Resolution Planning |
CU0082INT |
Resolution Planning |
Auto |
Active |
Residual Market |
AU0067ORG |
Facility Association amendment to eligibility rules in the residual market |
CU-CP |
Active |
Reserves |
CU0011ORG |
By-Law #6 |
Mortgage |
Active |
Reporting - Mortgage Brokering |
MB0052INT |
Mortgage Administrators’ Financial Filing Requirements |
Insurance |
Active |
Reporting - Insurance |
PC0043INT |
Life agent reporting requirements and related insurer obligations |
Auto |
Active |
Rental Vehicles |
AU0064ORG |
Rental Vehicles and the Priority Rules |
Auto |
Active |
Regulation |
AU0016ORG |
Changes to Ontario Regulation 283/95: Disputes Between Insurers |
Auto |
Active |
Regulation |
AU0019ORG |
Publication of Private Arbitration Decisions Involving Ontario Regulation 283/95: Disputes Between Insurers |
Pensions |
Active |
Registration |
PE0161ORG |
Registration of a Pension Plan and a Pension Plan Amendment |
Pensions |
Active |
Refunds |
PE0160ORG |
Refund of Additional Voluntary Contributions to Active Members |
Pensions |
Active |
Refunds |
PE0271ORG |
Application for Reimbursement of Employer Overpayment from a Continuing Pension Plan |
Pensions |
Active |
Refunds |
PE0272ORG |
Application for Refund of Contributions to Plan Members or Former Members |
CU-CP |
Active |
Recovery Planning |
CU0069INT |
Recovery Planning |
Insurance |
Active |
Purchasing |
PC0016ORG |
Borrowing to Purchase Life Insurance Products - Risks and Suitability |
Auto |
Active |
Professional Services Guideline |
AU0027ORG |
Professional Services Guideline |
Auto |
Active |
Professional Services Guideline |
AU0031ORG |
Updated Professional Services Guideline |
Auto |
Active |
Preferred Provider Networks |
AU0012ORG |
Best Practices for Preferred Provider Networks (PPNs) |
Pensions |
Active |
Plan Types |
PE0158ORG |
Approaches and Revenue Canada Considerations |
Pensions |
Active |
Plan Types |
PE0159ORG |
Pension Plans are Not Flexible Benefit Plans |
Pensions |
Active |
Plan Types |
PE0026ORG |
Regulation 177/11 made under the Pension Benefits Act - Questions & Answers - JSPPs |
Pensions |
Active |
Plan Types |
PE0290ORG |
FAQs - Multi-Employer Pension Plans (MEPPs) |
Pensions |
Active |
Plan Types |
PE0107ORG |
Individual Pension Plans (IPPs) |
Pensions |
Active |
Plan Types |
PE0081ORG |
Individual Pension Plans |
Pensions |
Active |
Pension Benefits Guarantee Fund (PBGF) |
PE0683ORG |
Regulation Changes to the Pension Benefits Guarantee Fund (PBGF) - 2019 |
Pensions |
Active |
Pension Benefits Guarantee Fund (PBGF) |
PE0281ORG |
Determining PBGF Assessment Base |
Auto |
Active |
Payment Processing |
AU0038ORG |
Processing Direct Payments to Service Providers for "Listed Expenses" |
Auto |
Active |
OPCF 47 |
AU0075ORG |
Understanding the operation of OPCF 47 - Optional Accident Benefits |
Co-operative |
Active |
Offerings |
CC0001INT |
High-Risk Offerings issued under the Co-operative Corporations Act |
Auto |
Active |
Non-renewal risk |
AU0082ORG |
Non-Renewal Risk Due to Broker Cancellation |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0040INT |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0041APP |
Transfer of retail non-qualified syndicated mortgage investments (NQSMIs) (excludes transactions with Permitted Clients) to the Ontario Securities Commission (OSC) (transfer effective July 1, 2021) |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0043INF |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions (for Transactions on or after July 1, 2021) |
Insurance |
Active |
Negative Option |
PC0018ORG |
Negative Option Marketing/Billing |
Pensions |
Active |
Multi-jurisdictional issues |
PE0269ORG |
When and How to Change the Province of Registration for a Multi-jurisdictional Pension Plan |
Pensions |
Active |
Multi-jurisdictional issues |
PE0270ORG |
Documents at the Financial Services Commission of Ontario for Plans Registered in Other Jurisdictions |
Mortgage |
Active |
Mortgage Fraud |
MB0044INT |
Detecting and Preventing Mortgage Fraud |
Mortgage |
Active |
Mortgage Administrator Checklist |
MB0011ORG |
Compliance Checklist for Mortgage Administrators |